DFX Intelligence

E•••••••• B••••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

E•••••••• B••••••••• S••••••

Advisor at J••• M••••• S••••••••• L••

Columbus, OH | CHICAGO, IL

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Search this name across graphsid dfx:ria:13a4087a-ae7a-1dea-57a1-5d8321759b58

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 21, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Feb 7, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	May 4, 2023	n/a	yes	Columbus, OH\|CHICAGO, IL	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Aug 19, 2022	May 22, 2023	no	Chicago, IL\|Austin, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	J••• M••••• S••••••••• L••	May 22, 2023	May 4, 2023	-18	Firm change	Ibd to wirehouse
J••• M••••• S••••••••• L••	C•••••• S••••• • C••• I•••	Jul 15, 2022	Aug 19, 2022

Team moves

••• Locked

Team	Left	Joined	From	Kind
5393:79:IL:2015-11-30	Dec 1, 2015	Dec 23, 2015	SCHAUMBURG, IL	Firm change

Relationships

Registered with (2)

→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Dec 23, 2015 to Jul 15, 2022factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Aug 19, 2022 to May 22, 2023factForm ADV

Dated events

Occurred
May 22, 2023
Advisor changed firm
E•••••••• B••••••••• S•••••• left C•••••• S••••• • C••• I••• for J••• M••••• S••••••••• L•• (registered 2023-05-04)
Form ADVobserved 7 days ago
Occurred
Jul 15, 2022
Advisor changed firm
E•••••••• B••••••••• S•••••• left J••• M••••• S••••••••• L•• for C•••••• S••••• • C••• I••• (registered 2022-08-19)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13a4087a-ae7a-1dea-57a1-5d8321759b58
First observed: May 21, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.