This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$365MItem 5.F on the latest filing (2026-08-25); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$365M

Private client RAUM

$0derivedItem 5.D individuals plus high net worth individuals

Private client share

0%derivedprivate client RAUM over total RAUM

Advisors on IAPD

0

Employees

8

Advisory employees

2

Offices

0Schedule D 1.F, beyond the principal office

Accounts

2

Private funds

1Schedule D 7.B(1)

SEC number

801-136288

CRD

341728

Filings on the tape

2

First filed

Apr 28, 2026

Latest filed

Aug 25, 2026

Organised

Limited Liability Partnership

Graph

RIA / Wealth Management

Canonical id

dfx:ria:13a86794-89fa-8826-513e-d5eea9e12285

First observed

Apr 28, 2026

Last observed

Aug 25, 2026 26 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.