DFX Intelligence
Reading the graph
Reading the graph
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Advisor at O••••••• W••••• • L••••• A••••••• L••
STEVENSON RANCH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| O••••••• W••••• • L••••• A••••••• L•• | State registered | Jan 1, 2026 | n/a | yes | STEVENSON RANCH, CA | Current employment |
| K• C•••••• M••••••••• L•• | n/a | Apr 26, 2007 | Dec 31, 2008 | no | ESCONDIDO, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| K• C•••••• M••••••••• L•• | O••••••• W••••• • L••••• A••••••• L•• | Dec 31, 2008 | Jan 1, 2026 | 6,210 | Firm change after gap | Other |
| M••••• S•••••• • C•• L•• | K• C•••••• M••••••••• L•• | Apr 20, 2007 | Apr 26, 2007 |
| M••••• S•••••• • C•• L•• | n/a | Apr 2, 2007 | Apr 20, 2007 | no | TEMECULA, CA | Previous registration |
| M••••• S•••••• D• I••• | n/a | Aug 5, 2005 | Apr 2, 2007 | no | TEMECULA, CA|FALLBROOK, CA|FALLBROOK, CA | Previous registration |
| R•••••• J•••• F•••••••• S•••••••• I••• | n/a | Mar 1, 1999 | Dec 31, 2002 | no | LA CRESENTA, CA | Previous registration |
| 6 |
| Firm change |
| Other |
| M••••• S•••••• D• I••• | M••••• S•••••• • C•• L•• | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |
| R•••••• J•••• F•••••••• S•••••••• I••• | M••••• S•••••• D• I••• | Dec 31, 2002 | Aug 5, 2005 | 948 | Firm change after gap | Other |