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TEA & TAXES COMPANY DBA PROSPERITEA PLANNING, CRD 282041
GREENFIELD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| WENDY SUZANNE CONRAD MARSDEN | Certified Financial Planner | GREENFIELD, MA | 10 | 25 | n/a | no |
| Samuel Phillip Plotkin | Chartered Financial Analyst | GREENFIELD, MA | 2 | 10 | 2 | no |
| Mari Lynn Fries | Certified Financial Planner | San Diego, CA | GREENFIELD, MA | 0 | 17 | n/a | no |
| David Michael Carnevale | Chartered Financial Analyst | GREENFIELD, MA | 0 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| MARSDEN, WENDY SUZANNE, CONRAD | Cco | Na | yes | 01/2016 | Jul 30, 2026 | Jul 30, 2026 |
| Plotkin, Samuel, Phillip | OWNER, INVESTMENT ADVISER REPRESENATIVE | C | yes | 02/2024 | Jul 30, 2026 | Jul 30, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 5, 2026 | $177M | $177M | 4 | 4 | 2 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $177M | n/a | n/a | n/a | n/a | 4 | n/a | 2 | n/a |