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Advisor at EQUITABLE ADVISORS, LLC
SPRINGFIELD, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EQUITABLE ADVISORS, LLC | National bd RIA | Aug 26, 2009 | n/a | yes | SPRINGFIELD, IL | Current employment |
| VALIC FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Mar 30, 2004 | Nov 28, 2008 | no | SPRINGFIELD, IL|PEORIA, IL|SPRINGFIELD, IL|PEORIA, IL | Previous registration |
| BANC ONE SECURITIES CORPORATION | n/a | Jul 22, 2003 | Sep 24, 2003 | no | SPRINGFIELD, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| VALIC FINANCIAL ADVISORS, INC. | EQUITABLE ADVISORS, LLC | Nov 28, 2008 | Aug 26, 2009 | 271 | Firm change | Other |
| BANC ONE SECURITIES CORPORATION | VALIC FINANCIAL ADVISORS, INC. | Sep 24, 2003 | Mar 30, 2004 | 188 | Firm change | Other |