DFX Intelligence

E•••••••• J••••• M••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

E•••••••• J••••• M••••••

Advisor at K••••• A••••••• S•••••••• L••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13d968c4-0723-1d9f-92f9-16d4155080c3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:44 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 16, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 25, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Oct 5, 2016	n/a	yes	Wichita, KS\|AUSTIN, TX\|WICHITA, KS	Current employment
C••••• T•••••• H••••• • B•••••• A•••••••	Former SEC adviser	Nov 17, 2010	Dec 31, 2016	no	WICHITA, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• T•••••• H••••• • B•••••• A•••••••	K••••• A••••••• S•••••••• L••	Dec 31, 2016	Oct 5, 2016	-87	Firm change after gap	Other
C••••• T•••••• H•••••• • B••••••• I•••	C••••• T•••••• H••••• • B•••••• A•••••••	Dec 31, 2010	Nov 17, 2010

Team moves

••• Locked

Team	Left	Joined	From	Kind
155330:283330:KS:2016-12-31	Dec 31, 2016	Oct 5, 2016	WICHITA, KS	Firm change after gap

Relationships

Registered with (4)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
Oct 5, 2016 to presentfactForm ADV
→ C••••• T•••••• H••••• • B•••••• A•••••••Registered adviserregistration: previous registration
Nov 17, 2010 to Dec 31, 2016factForm ADV
→ C••••• T•••••• H•••••• • B••••••• I•••Registered adviserregistration: previous registration
Nov 9, 2007 to Dec 31, 2010factForm ADV
→ V•••••• S••••••••• I•••Registered adviserregistration: previous registration

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13d968c4-0723-1d9f-92f9-16d4155080c3
First observed: Nov 16, 2006
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.