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Advisor at WELLS FARGO ADVISORS
WOODLAND HILLS, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Sep 9, 2019 | n/a | yes | WOODLAND HILLS, CA | Current employment |
| MORGAN STANLEY | Wirehouse | Oct 19, 2015 | Nov 10, 2017 | no | Long Beach, CA | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | Feb 25, 2008 | Sep 28, 2015 | no | SEAL BEACH, CA|NEWPORT BEACH, CA|SEAL BEACH, CA | Previous registration |
| RBC CAPITAL MARKETS, LLC | National bd RIA | May 28, 2002 | Jan 5, 2005 | no | LONG BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | WELLS FARGO ADVISORS | Nov 10, 2017 | Sep 9, 2019 | 668 | Firm change after gap | Wirehouse to wirehouse |
| RBC CAPITAL MARKETS, LLC | MORGAN STANLEY | Sep 28, 2015 | Oct 19, 2015 | 21 | Firm change | Ibd to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149777:19616:CA:2017-11-03 | Nov 10, 2017 | Sep 9, 2019 | LONG BEACH, CA | Firm change after gap |