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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Ian G Shaw

Advisor at HSBC SECURITIES (USA) INC.

NEW YORK CITY, NY | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13e05cc8-9c6e-3a08-55b4-757331e9d53f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 2
Observed: Aug 1, 2014 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

IAN G Shaw

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Venture Capitalidentity

IAN G Shaw

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HSBC SECURITIES (USA) INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Apr 19, 2021
Dual registered: yes, broker-dealer
IAPD individual key: 7051510

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HSBC SECURITIES (USA) INC.	Bd affiliated wealth	Apr 20, 2021	n/a	yes	NEW YORK, NY\|NEW YORK CITY, NY	Current employment

Relationships

Registered with (1)

→ HSBC SECURITIES (USA) INC.Registered adviserregistration: current employment
Apr 20, 2021 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13e05cc8-9c6e-3a08-55b4-757331e9d53f
First observed: Aug 1, 2014
Last observed: Sep 15, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Ian G Shaw

Advisor at HSBC SECURITIES (USA) INC.

NEW YORK CITY, NY | NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13e05cc8-9c6e-3a08-55b4-757331e9d53f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

HSBC SECURITIES (USA) INC.

Bd affiliated wealth

Apr 20, 2021

n/a

yes

NEW YORK, NY|NEW YORK CITY, NY

Current employment