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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

ASPIRATION FUND ADVISER, LLC

CRD 169854

MARINA DEL REY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13e5d648-2a45-b895-e1a3-821a4dcfab2b

Data as of Jul 17, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 16
On other graphs: 0
Observed: Jan 28, 2014 to Jul 17, 2024
42 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $147MItem 5.F on the latest filing (2024-07-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $147M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 5
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 1
Custody, client assets: $0
SEC number: 801-80317
CRD: 169854
Filings on the tape: 42
First filed: Jan 28, 2014
Latest filed: Jul 17, 2024
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
Abeywickrama, Kushal, Michael	CHIEF COMPLIANCE OFFICER	Na	yes	06/2024	Jun 20, 2024	Jul 17, 2024
ASPIRATION PARTNERS, INC.	SOLE MEMBER	E	yes	10/2013	Oct 6, 2015	Jul 17, 2024
BERGIN, MATTHEW, WILLIAM	CHIEF OPERATING OFFICER	Na	yes	01/2024	Jan 5, 2024	Jul 17, 2024
NEWELL, TIMOTHY, LELAND	CHIEF EXECUTIVE OFFICER	Na	yes	10/2023	Oct 11, 2023	Jul 17, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
ASPIRATION FINANCIAL LLC	n/a	n/a	n/a	N	yes	n/a
ASPIRATION INSURANCE AGENCY LLC	n/a	n/a	n/a	Y	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2023	Mar 27, 2024	$147M	$147M	5	1	0	n/a	n/a
2022	Feb 14, 2023	$128M	$128M	5	1	0	n/a	n/a
2021	Mar 7, 2022	$159M	$159M	5	1	0	n/a	n/a
2020	Feb 16, 2021	$119M	$119M	8	1	0	n/a	n/a
2019	Mar 30, 2020	$108M	$108M	8	1	0	n/a	n/a
2018	Mar 29, 2019	$82.9M	$82.9M	21	1	0	n/a	n/a
2017	Mar 27, 2018	$71.2M	$71.2M	77	1	0	n/a	n/a
2016	Mar 31, 2017	$23.0M	$23.0M	41	1	n/a	n/a	n/a
2015	Mar 30, 2016	$7.0M	$7.0M	25	1	n/a	n/a	n/a
2014	Mar 31, 2015	$2.2M	$2.2M	11	3	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2023	$147M	$128M	14.8%	$119M	7.3%	5	5	0	0

Relationships

Controls (4)

← BERGIN, MATTHEW, WILLIAMOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jan 5, 2024 to presentfactForm ADV
← NEWELL, TIMOTHY, LELANDOwnerCHIEF EXECUTIVE OFFICER, ownership code NA, individual
Oct 11, 2023 to presentfactForm ADV
← Abeywickrama, Kushal, MichaelOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 20, 2024 to presentfactForm ADV
← ASPIRATION PARTNERS, INC.OwnerSOLE MEMBER, ownership code E, domestic entity
Oct 6, 2015 to presentfactForm ADV

Dated events

Occurred
Jun 20, 2024
Control person joined
Michael Kushal Abeywickrama (Chief Compliance Officer) appeared on Schedule A of Aspiration Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Jun 20, 2024
Control person left
Willis Meredith Geldhauser (Chief Compliance Officer) no longer on Schedule A of Aspiration Fund Adviser, Llc (listed 2024-03-27, absent 2024-06-20)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2024
Control person left
Jean Stacey Gillespie (Chief Compliance Officer) no longer on Schedule A of Aspiration Fund Adviser, Llc (listed 2023-10-11, absent 2024-01-05)
Form ADVobserved 5 days ago
Occurred
Jan 5, 2024
Control person joined
Willis Meredith Geldhauser (Chief Compliance Officer) appeared on Schedule A of Aspiration Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Jan 5, 2024
Control person joined
Matthew Bergin (Chief Operating Officer) appeared on Schedule A of Aspiration Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Oct 11, 2023
Control person left
Anne Albrecht Olivia Pieter (Chief Executive Officer) no longer on Schedule A of Aspiration Fund Adviser, Llc (listed 2023-08-14, absent 2023-10-11)
Form ADVobserved 5 days ago
Occurred
Oct 11, 2023
Control person joined
L Timothy Newell (Chief Executive Officer) appeared on Schedule A of Aspiration Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Aug 14, 2023
Control person left
Neal Joseph Sanberg (Co-Founder/Indirect Owner) no longer on Schedule A of Aspiration Fund Adviser, Llc (listed 2023-07-28, absent 2023-08-14)
Form ADVobserved 5 days ago
Occurred
Feb 14, 2023
Control person left
Joseph Michael Shuckerow (General Counsel) no longer on Schedule A of Aspiration Fund Adviser, Llc (listed 2022-10-25, absent 2023-02-14)
Form ADVobserved 5 days ago
Occurred
Oct 25, 2022
Control person left
Hugo Andrei Cherny (Chief Executive Officer) no longer on Schedule A of Aspiration Fund Adviser, Llc (listed 2022-10-12, absent 2022-10-25)
Form ADVobserved 5 days ago
Occurred
Oct 25, 2022
Control person joined
Anne Albrecht Olivia Pieter (Chief Executive Officer) appeared on Schedule A of Aspiration Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Aug 11, 2021
Control person joined
Neal Joseph Sanberg (Co-Founder/Indirect Owner) appeared on Schedule A of Aspiration Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Feb 16, 2021
Control person joined
Neal Joseph Sanberg (Co-Founder/Indirect Owner) appeared on Schedule A of Aspiration Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Dec 12, 2019
Control person joined
Joseph Michael Shuckerow (General Counsel) appeared on Schedule A of Aspiration Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Aug 1, 2019
Control person joined
Jean Stacey Gillespie (Chief Compliance Officer) appeared on Schedule A of Aspiration Fund Adviser, Llc
Form ADVobserved 5 days ago
Occurred
Jan 28, 2014
First Form ADV filing
Aspiration Fund Adviser, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13e5d648-2a45-b895-e1a3-821a4dcfab2b
First observed: Jan 28, 2014
Last observed: Jul 17, 2024 26 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ASPIRATION FUND ADVISER, LLC

CRD 169854

MARINA DEL REY, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13e5d648-2a45-b895-e1a3-821a4dcfab2b

Data as of Jul 17, 2024 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

Abeywickrama, Kushal, Michael

CHIEF COMPLIANCE OFFICER

yes

06/2024

Jun 20, 2024

Jul 17, 2024

ASPIRATION PARTNERS, INC.

SOLE MEMBER

yes

10/2013

Oct 6, 2015

Jul 17, 2024

BERGIN, MATTHEW, WILLIAM

CHIEF OPERATING OFFICER

yes

01/2024

Jan 5, 2024

Jul 17, 2024

NEWELL, TIMOTHY, LELAND

CHIEF EXECUTIVE OFFICER

yes

10/2023

Oct 11, 2023

Jul 17, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

ASPIRATION FINANCIAL LLC

n/a

yes

n/a

ASPIRATION INSURANCE AGENCY LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2023

Mar 27, 2024

$147M

n/a

2022

Feb 14, 2023

$128M

n/a

2021

Mar 7, 2022

$159M

n/a

2020

Feb 16, 2021

$119M

n/a

2019

Mar 30, 2020

$108M

n/a

2018

Mar 29, 2019

$82.9M

n/a

2017

Mar 27, 2018

$71.2M

n/a

2016

Mar 31, 2017

$23.0M

n/a

2015

Mar 30, 2016

$7.0M

n/a

2014

Mar 31, 2015

$2.2M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2023

$147M

$128M

14.8%

$119M

7.3%