E••• K• D••••

Advisor at P••••••••• F•••••••• A•• I••••••••• I•••

WOODLAND HILLS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13e6f9e0-5eb9-a3d7-cd40-2028df3cce4a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 26, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P••••••••• F•••••••• A•• I••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 6, 1993earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P••••••••• F•••••••• A•• I••••••••• I•••	Independent wealth	Jun 30, 2026	n/a	yes	WOODLAND HILLS, CA	Current employment
E••••• J••••	National bd RIA	Aug 18, 2025	Jun 11, 2026	no	PALMDALE, CA\|Palmdale, CA\|ST LOUIS, MO\|PALMDALE, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	P••••••••• F•••••••• A•• I••••••••• I•••	Jun 11, 2026	Jun 30, 2026	19	Firm change	Ibd to RIA
W•••• F•••• I••••••••• L••	E••••• J••••	May 19, 2009	Aug 18, 2025

Relationships

Registered with (3)

→ P••••••••• F•••••••• A•• I••••••••• I•••Registered adviserregistration: current employment
Jun 30, 2026 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Aug 18, 2025 to Jun 11, 2026factForm ADV
→ W•••• F•••• I••••••••• L••Registered adviserregistration: previous registration
Sep 26, 2006 to May 19, 2009factForm ADV

Dated events

Occurred
Jun 11, 2026
Advisor changed firm
E••• K• D•••• left E••••• J•••• for P••••••••• F•••••••• A•• I••••••••• I••• (registered 2026-06-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13e6f9e0-5eb9-a3d7-cd40-2028df3cce4a
First observed: Sep 26, 2006
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.