M••••• M• A••••

Advisor at S••••• M•••••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:13ed3690-b001-5e00-fdfa-0d0195cf4fa2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 26, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 29, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••• M•••••••••	Independent wealth	Dec 18, 2018	n/a	yes	NORTH LITTLE ROCK, AR\|Beverly Hills, CA	Current employment
D••• I•••••••••	Independent wealth	Feb 8, 2010	Apr 3, 2019	no	BEVERLY HILLS, CA\|BEVERLY HILLS, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••• I•••••••••	S••••• M•••••••••	Apr 3, 2019	Dec 18, 2018	-106	Firm change after gap	RIA to RIA
R•• C•••••• M••••••• L••	D••• I•••••••••	Mar 6, 2009	Feb 8, 2010

Relationships

Registered with (3)

→ S••••• M•••••••••Registered adviserregistration: current employment
Dec 18, 2018 to presentfactForm ADV
→ D••• I•••••••••Registered adviserregistration: previous registration
Feb 8, 2010 to Apr 3, 2019factForm ADV
→ R•• C•••••• M••••••• L••Registered adviserregistration: previous registration
Oct 26, 2007 to Mar 6, 2009factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13ed3690-b001-5e00-fdfa-0d0195cf4fa2
First observed: Oct 26, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.