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Reading the graph
Advisor at WESTSHORE WEALTH
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WESTSHORE WEALTH | Independent wealth | Jun 30, 2025 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| BARCLAYS CAPITAL INC. | Former SEC adviser | Mar 28, 2013 | May 1, 2015 | no | LOS ANGELES, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Sep 30, 2009 | Apr 11, 2013 | no | Los Angeles, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BARCLAYS CAPITAL INC. | WESTSHORE WEALTH | May 1, 2015 | Jun 30, 2025 | 3,713 | Firm change after gap | Other |
| MORGAN STANLEY | BARCLAYS CAPITAL INC. | Apr 11, 2013 | Mar 28, 2013 | -14 | Firm change | Other |