DFX Intelligence

T••• L•• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)37 years in industry

T••• L•• T•••••••

Advisor at F•••• H•••••••• C••••••••• I•••

BOONE, IA

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Search this name across graphsid dfx:ria:13f28aeb-429b-500b-0213-b857ca204f70

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 30, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• H•••••••• C••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 4, 1988earliest registration or exam on IAPD
Years in industry: 37derivedfrom the industry start date
Years at current firm: 23derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• H•••••••• C••••••••• I•••	Bd affiliated wealth	Jan 2, 2003	n/a	yes	BOONE, IA	Current employment
T••••••• I••••••••• M••••••••• I•••	Bd affiliated wealth	Aug 5, 2002	Nov 12, 2002	no	BOONE, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• I••••••••• M••••••••• I•••	F•••• H•••••••• C••••••••• I•••	Nov 12, 2002	Jan 2, 2003	51	Firm change	Other
L••••••• B••••••••• S••••••••• C••••	T••••••• I••••••••• M••••••••• I•••	Aug 5, 2002	Aug 5, 2002

Relationships

Registered with (3)

→ F•••• H•••••••• C••••••••• I•••Registered adviserregistration: current employment
Jan 2, 2003 to presentfactForm ADV
→ T••••••• I••••••••• M••••••••• I•••Registered adviserregistration: previous registration
Aug 5, 2002 to Nov 12, 2002factForm ADV
→ L••••••• B••••••••• S••••••••• C••••Registered adviserregistration: previous registration
Apr 30, 1999 to Aug 5, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13f28aeb-429b-500b-0213-b857ca204f70
First observed: Apr 30, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.