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C•••••• M••• W•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

C•••••• M••• W•••••••••

Advisor at J••••• M••••••••• S•••• L••

Franklin, TN

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Search this name across graphsid dfx:ria:13fbe100-d583-c392-6523-bfd529dd5426

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 23, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••••• M••••••••• S•••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 30, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
J••••• M••••••••• S•••• L••	Bd affiliated wealth	Jun 18, 2019	n/a	yes	Franklin, TN	Current employment
J••••• H•••••••• W••• L••••• L••	Former SEC adviser	Apr 15, 2015	Jul 5, 2019	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••••• H•••••••• W••• L••••• L••	J••••• M••••••••• S•••• L••	Jul 5, 2019	Jun 18, 2019	-17	Firm change	RIA to ibd
C•••••••• A•••••••• L••	J••••• H•••••••• W••• L••••• L••	Apr 16, 2015

Relationships

Registered with (5)

→ J••••• M••••••••• S•••• L••Registered adviserregistration: current employment
Jun 18, 2019 to presentfactForm ADV
→ J••••• H•••••••• W••• L••••• L••Registered adviserregistration: previous registration
Apr 15, 2015 to Jul 5, 2019factForm ADV
→ C•••••••• A•••••••• L••Registered adviserregistration: previous registration
Dec 22, 2009 to Apr 16, 2015factForm ADV
→ L••••• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:13fbe100-d583-c392-6523-bfd529dd5426
First observed: Jun 23, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.