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RIA / WealthAdvisor27 years in industry

YOUHANG JIANG

Advisor at SML CAPITAL LLC

SAN DIEGO, CA

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Search this name across graphsid dfx:ria:13fedf4b-d7a1-c71a-250b-46cf2f01b4e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 1, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SML CAPITAL LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 16, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 16, 1999
First registration: Aug 1, 2000
Dual registered: no
Other names: MICHAEL YOUHANG JIANG
IAPD individual key: 3268663

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SML CAPITAL LLC	State registered	Oct 21, 2025	n/a	yes	SAN DIEGO, CA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Apr 14, 2010	no	SAN DIEGO, CA\|SAN DIEGO, CA	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Jan 22, 2003	Jul 1, 2003	no	SAN DIEGO, CA	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 1, 2000	Jan 22, 2003	no	CARLSBAD, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	SML CAPITAL LLC	Apr 14, 2010	Oct 21, 2025	5,669	Firm change after gap	Wirehouse to state RIA
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other
CITIGROUP GLOBAL MARKETS INC.	PRUDENTIAL EQUITY GROUP, LLC	Jan 22, 2003	Jan 22, 2003	0	Firm change	Other

Relationships

Registered with (4)

→ SML CAPITAL LLCRegistered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Apr 14, 2010factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Jan 22, 2003 to Jul 1, 2003factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 1, 2000 to Jan 22, 2003factForm ADV

Dated events

No dated event names this entity yet.