DFX Intelligence

N••• A•••• T•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

N••• A•••• T•••••

Advisor at O•••• I••••••••• I•••

Rockingham, VA | HARRISONBURG, VA

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Search this name across graphsid dfx:ria:14128464-82a8-ccf4-d73d-8021a16c5cb4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 24, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• I••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 16, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 18derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• I••••••••• I•••	Bd affiliated wealth	Jun 1, 2008	n/a	yes	HARRISONBURG, VA\|Rockingham, VA	Current employment
B• I••••••••• L••	n/a	Oct 6, 2006	Jun 1, 2008	no	HARRISONBURG, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B• I••••••••• L••	O•••• I••••••••• I•••	Jun 1, 2008	Jun 1, 2008	0	Bulk transfer	Other
S••••••• I••••••••• S•••••••• I•••	B• I••••••••• L••	Sep 29, 2006	Oct 6, 2006

Relationships

Registered with (3)

→ O•••• I••••••••• I•••Registered adviserregistration: current employment
Jun 1, 2008 to presentfactForm ADV
→ B• I••••••••• L••Registered adviserregistration: previous registration
Oct 6, 2006 to Jun 1, 2008factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
May 24, 2002 to Sep 29, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14128464-82a8-ccf4-d73d-8021a16c5cb4
First observed: May 24, 2002
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.