DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialistdual registered (broker-dealer)18 years in industry

Fazel Mostashari

Advisor at TLG ADVISORS, INC.

Woodland Hills, CA | SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1419da6f-03be-b2c2-219e-4c7c8c1ce10c

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:33 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jan 16, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TLG ADVISORS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Personal Financial Specialist
Exams: S63|S65|S66
First exam: Jan 6, 2012
First registration: Jan 16, 2013
Dual registered: yes, broker-dealer
IAPD individual key: 5495461

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TLG ADVISORS, INC.	Bd affiliated wealth	Oct 22, 2021	n/a	yes	Woodland Hills, CA\|SUMMIT, NJ	Current employment
INDEPENDENT FINANCIAL GROUP, LLC	Bd affiliated wealth	Nov 5, 2019	Dec 23, 2020	no	Woodland Hills, CA	Previous registration
MOSTASHAR & ASSOCIATES, WEALTH SPECIALISTS	n/a	Jul 19, 2016	Oct 27, 2019	no	WOODLAND HILLS, CA	Previous registration
WADDELL & REED	Former SEC adviser	Jun 8, 2015	Aug 13, 2015	no	LAS VEGAS, NV	Previous registration
MOSTASHAR & ASSOCIATES, WEALTH SPECIALISTS	n/a	Jan 16, 2013	Mar 31, 2015	no	LOS ANGELES, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
INDEPENDENT FINANCIAL GROUP, LLC	TLG ADVISORS, INC.	Dec 23, 2020	Oct 22, 2021	303	Firm change	RIA to ibd
MOSTASHAR & ASSOCIATES, WEALTH SPECIALISTS	INDEPENDENT FINANCIAL GROUP, LLC	Oct 27, 2019	Nov 5, 2019	9	Firm change	Other
WADDELL & REED	MOSTASHAR & ASSOCIATES, WEALTH SPECIALISTS	Aug 13, 2015	Jul 19, 2016	341	Firm change	Other
MOSTASHAR & ASSOCIATES, WEALTH SPECIALISTS	WADDELL & REED	Mar 31, 2015	Jun 8, 2015	69	Firm change	Other

Relationships

Registered with (4)

→ TLG ADVISORS, INC.Registered adviserregistration: current employment
Oct 22, 2021 to presentfactForm ADV
→ INDEPENDENT FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Nov 5, 2019 to Dec 23, 2020factForm ADV
→ MOSTASHAR & ASSOCIATES, WEALTH SPECIALISTSRegistered adviserregistration: previous registration
Jul 19, 2016 to Oct 27, 2019factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Jun 8, 2015 to Aug 13, 2015factForm ADV

Dated events

No dated event names this entity yet.