DFX Intelligence

M•••••• W• H••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner18 years in industry

M•••••• W• H••••

Advisor at K••••••• F•••••••• G••••• L••

LEXINGTON, KY | Ashland, KY

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Search this name across graphsid dfx:ria:141b6b31-e945-d8be-76dd-cc8975e69956

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 14, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••••• F•••••••• G••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••••• F•••••••• G••••• L••	Independent wealth	Jan 30, 2019	n/a	yes	LEXINGTON, KY\|Ashland, KY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Apr 14, 2008	Apr 10, 2019	no	ASHLAND, KY\|IRONTON, OH\|ASHLAND, KY

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	K••••••• F•••••••• G••••• L••	Apr 10, 2019	Jan 30, 2019	-70	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ K••••••• F•••••••• G••••• L••Registered adviserregistration: current employment
Jan 30, 2019 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Apr 14, 2008 to Apr 10, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:141b6b31-e945-d8be-76dd-cc8975e69956
First observed: Apr 14, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.