DFX Intelligence

M•••••• A•••• B•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

M•••••• A•••• B•••••

Advisor at S•••••• F•••••••• L••

CHANDLER, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 22, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• F•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Mar 13, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• F•••••••• L••	State registered	Jan 1, 2021	n/a	yes	CHANDLER, AZ	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Apr 22, 2015	Dec 31, 2020	no	SCOTTSDALE, AZ\|CHANDLER, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	S•••••• F•••••••• L••	Dec 31, 2020	Jan 1, 2021	1	Firm change	Ibd to state RIA

Relationships

Registered with (2)

→ S•••••• F•••••••• L••Registered adviserregistration: current employment
Jan 1, 2021 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Apr 22, 2015 to Dec 31, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Apr 22, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.