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W•••••• B•••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

W•••••• B•••••• H•••••

Advisor at S•••••••

ATLANTA, GA

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Search this name across graphsid dfx:ria:1420c1bb-7c31-8205-db13-9b4f44831882

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Mar 28, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••	Bd affiliated wealth	Aug 4, 2025	n/a	yes	ATLANTA, GA	Current employment
J••• M••••• S••••••••• L••	Wirehouse	Mar 28, 2024	Jul 21, 2025	no	Atlanta, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	S•••••••	Jul 21, 2025	Aug 4, 2025	14	Firm change	Wirehouse to ibd

Relationships

Registered with (2)

→ S•••••••Registered adviserregistration: current employment
Aug 4, 2025 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
Mar 28, 2024 to Jul 21, 2025factForm ADV

Dated events

Occurred
Jul 21, 2025
Advisor changed firm
W•••••• B•••••• H••••• left J••• M••••• S••••••••• L•• for Stephens (registered 2025-08-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1420c1bb-7c31-8205-db13-9b4f44831882
First observed: Mar 28, 2024
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.