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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analyst30 years in industry

Brian Harlan Waldner

Advisor at EP WEALTH ADVISORS

Norwood, MA | TORRANCE, CA

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Search this name across graphsid dfx:ria:1423a1e8-6db9-7fda-736b-3c8b387f3346

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 18, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: EP WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 10, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63
First exam: Jun 10, 1996
First registration: Feb 18, 2011
Dual registered: no
Other names: BRIAN H WALDNER
IAPD individual key: 2747096

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
EP WEALTH ADVISORS	Independent wealth	Feb 14, 2024	n/a	yes	TORRANCE, CA\|Norwood, MA	Current employment
KAHLER FINANCIAL GROUP, INC.	Former SEC adviser	Dec 1, 2021	Mar 31, 2023	no	Carlisle, MA	Previous registration
CITIZENS PRIVATE WEALTH	Bd affiliated wealth	Oct 2, 2019	Dec 11, 2020	no	TARRYTOWN, NY\|BOSTON, MA	Previous registration
O'BRIEN WEALTH PARTNERS LLC	Former SEC adviser	Oct 27, 2014	Sep 30, 2016	no	WALTHAM, MA	Previous registration
BALLENTINE PARTNERS	Independent wealth	Feb 18, 2011	Nov 19, 2013	no	WALTHAM, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KAHLER FINANCIAL GROUP, INC.	EP WEALTH ADVISORS	Mar 31, 2023	Feb 14, 2024	320	Firm change	RIA to RIA
CITIZENS PRIVATE WEALTH	KAHLER FINANCIAL GROUP, INC.	Dec 11, 2020	Dec 1, 2021	355	Firm change	RIA to RIA
O'BRIEN WEALTH PARTNERS LLC	CITIZENS PRIVATE WEALTH	Sep 30, 2016	Oct 2, 2019	1,097	Firm change after gap	Other
BALLENTINE PARTNERS	O'BRIEN WEALTH PARTNERS LLC	Nov 19, 2013	Oct 27, 2014	342	Firm change	Other

Relationships

Registered with (5)

→ EP WEALTH ADVISORSRegistered adviserregistration: current employment
Feb 14, 2024 to presentfactForm ADV
→ KAHLER FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Dec 1, 2021 to Mar 31, 2023factForm ADV
→ CITIZENS PRIVATE WEALTHRegistered adviserregistration: previous registration
Oct 2, 2019 to Dec 11, 2020factForm ADV
→ O'BRIEN WEALTH PARTNERS LLCRegistered adviserregistration: previous registration
Oct 27, 2014 to Sep 30, 2016factForm ADV
→ BALLENTINE PARTNERSRegistered adviserregistration: previous registration
Feb 18, 2011 to Nov 19, 2013factForm ADV

Dated events

Occurred
Mar 31, 2023
Advisor changed firm
Brian Harlan Waldner left Kahler Financial Group, Inc. for Ep Wealth Advisors (registered 2024-02-14)
Form ADVobserved 5 days ago