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RIA / WealthAdvisor29 years in industry

FRANK WILHELM KAPITZA

Advisor at BROOKSTONE WEALTH ADVISORS, LLC

Fairfield, NJ | WHEATON, IL

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Search this name across graphsid dfx:ria:1424d68c-aa75-abe1-d676-099179baa248

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Jul 2, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BROOKSTONE WEALTH ADVISORS, LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Nov 25, 1998
First registration: Jul 2, 2002
Dual registered: no
IAPD individual key: 3092785

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BROOKSTONE WEALTH ADVISORS, LLC	No RAUM reported	Mar 2, 2026	n/a	yes	Fairfield, NJ\|WHEATON, IL	Current employment
PARAMOUNT FINANCIAL	State registered	Mar 13, 2025	Sep 30, 2025	no	FAIRFIELD, NJ\|DANVERS, MA	Previous registration
WORLD ADVISORY SERVICES	Former SEC adviser	Aug 8, 2006	Aug 29, 2024	no	FAIRFIELD, NJ\|BAYONNE, NJ	Previous registration
C.J.M. ASSET MANAGEMENT, LLC	n/a	Jul 2, 2002	Jan 14, 2004	no	POMPTON LAKES, NJ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PARAMOUNT FINANCIAL	BROOKSTONE WEALTH ADVISORS, LLC	Sep 30, 2025	Mar 2, 2026	153	Firm change	Other
WORLD ADVISORY SERVICES	PARAMOUNT FINANCIAL	Aug 29, 2024	Mar 13, 2025	196	Firm change	Ibd to state RIA
C.J.M. ASSET MANAGEMENT, LLC	WORLD ADVISORY SERVICES	Jan 14, 2004	Aug 8, 2006	937	Firm change after gap	Other

Relationships

Registered with (4)

→ BROOKSTONE WEALTH ADVISORS, LLCRegistered adviserregistration: current employment
Mar 2, 2026 to presentfactForm ADV
→ PARAMOUNT FINANCIALRegistered adviserregistration: previous registration
Mar 13, 2025 to Sep 30, 2025factForm ADV
→ WORLD ADVISORY SERVICESRegistered adviserregistration: previous registration
Aug 8, 2006 to Aug 29, 2024factForm ADV
→ C.J.M. ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jul 2, 2002 to Jan 14, 2004factForm ADV

Dated events

Occurred
Sep 30, 2025
Advisor changed firm
Frank Wilhelm Kapitza left Paramount Financial for Brookstone Wealth Advisors, Llc (registered 2026-03-02)
Form ADVobserved 6 days ago
Occurred
Aug 29, 2024
Advisor changed firm
Frank Wilhelm Kapitza left World Advisory Services for Paramount Financial (registered 2025-03-13)
Form ADVobserved 6 days ago