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RIA / WealthAdvisorCertified Financial Planner17 years in industry

JOSHUA AUSTIN RIGDEN

Advisor at RIGDEN CAPITAL STRATEGIES

ENGLEWOOD, CO

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Search this name across graphsid dfx:ria:14305c5a-0ce7-8f69-fa91-ac0280221ccc

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Aug 30, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RIGDEN CAPITAL STRATEGIES
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 19, 2008earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Dec 19, 2008
First registration: Aug 30, 2012
Dual registered: no
IAPD individual key: 5588631

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RIGDEN CAPITAL STRATEGIES	Independent wealth	Mar 7, 2025	n/a	yes	ENGLEWOOD, CO	Current employment
ALPHAMINT FINANCIAL	State registered	Oct 15, 2019	Apr 24, 2020	no	Highlands Ranch, CO	Previous registration
Risemint	Former SEC adviser	Jun 21, 2019	Mar 7, 2025	no	EVERGREEN, CO\|Greenwood Village, CO	Previous registration
Alphamint	n/a	Sep 14, 2018	Aug 26, 2019	no	Centennial, CO	Previous registration
ALPHAMINT FINANCIAL	State registered	Feb 23, 2018	Jul 11, 2018	no	Centennial, CO	Previous registration
ALPHAMINT FINANCIAL	State registered	Dec 15, 2016	Nov 20, 2017	no	Centennial, CO	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Aug 30, 2012	Sep 14, 2016	no	ENGLEWOOD, CO\|LONE TREE, CO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Risemint	ALPHAMINT FINANCIAL	Mar 7, 2025	Oct 15, 2019	-1,970	Firm change after gap	RIA to state RIA
ALPHAMINT FINANCIAL	RIGDEN CAPITAL STRATEGIES	Apr 24, 2020	Mar 7, 2025	1,778	Firm change after gap	Other
Alphamint	Risemint	Aug 26, 2019	Jun 21, 2019	-66	Firm change after gap	Other
ALPHAMINT FINANCIAL	Alphamint	Jul 11, 2018	Sep 14, 2018	65	Firm change	Other
SCHWAB WEALTH ADVISORY, INC.	ALPHAMINT FINANCIAL	Sep 14, 2016	Dec 15, 2016	92	Firm change	Other

Relationships

Registered with (5)

→ RIGDEN CAPITAL STRATEGIESRegistered adviserregistration: current employment
Mar 7, 2025 to presentfactForm ADV
→ RISEMINTRegistered adviserregistration: previous registration
Jun 21, 2019 to Mar 7, 2025factForm ADV
→ ALPHAMINT FINANCIALRegistered adviserregistration: previous registration
Oct 15, 2019 to Apr 24, 2020factForm ADV
→ ALPHAMINTRegistered adviserregistration: previous registration
Sep 14, 2018 to Aug 26, 2019factForm ADV
→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Aug 30, 2012 to Sep 14, 2016factForm ADV

Dated events

Occurred
Mar 7, 2025
Advisor changed firm
Joshua Austin Rigden left Risemint for Alphamint Financial (registered 2019-10-15)
Form ADVobserved 5 days ago