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Reading the graph
Advisor at RAYMOND JAMES & ASSOCIATES, INC.
ROCHESTER HILLS, MI | Birmingham, MI | BIRMINGHAM, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Aug 30, 2019 | n/a | yes | BIRMINGHAM, MI|Birmingham, MI|ROCHESTER HILLS, MI | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | May 14, 2009 | Sep 10, 2019 | no | Birmingham, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | RAYMOND JAMES & ASSOCIATES, INC. | Sep 10, 2019 | Aug 30, 2019 | -11 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 8174:705:MI:2019-09-10 | Sep 10, 2019 | Aug 30, 2019 | BIRMINGHAM, MI | Firm change |