DFX Intelligence

C•••• A• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)24 years in industry

C•••• A• H•••••

Advisor at F•• W••••• M••••••••• L••

West Des Moines, IA

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Search this name across graphsid dfx:ria:144391b4-1e0a-0ede-be39-5cc692335d3d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Apr 13, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•• W••••• M••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F•• W••••• M••••••••• L••	Bd affiliated wealth	Mar 22, 2019	n/a	yes	West Des Moines, IA	Current employment
F•• I••••••••• M••••••••• S•••••••• I•••	Former SEC adviser	Jan 3, 2017	Feb 8, 2019	no	West Des Moines, IA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•• I••••••••• M••••••••• S•••••••• I•••	F•• W••••• M••••••••• L••	Feb 8, 2019	Mar 22, 2019	42	Channel change	Other
C•••••• T•••• B•••	F•• I••••••••• M••••••••• S•••••••• I•••	Jul 27, 2007	Jan 3, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
5308:291396:IA:2019-02-08	Feb 8, 2019	Mar 22, 2019	WEST DES MOINES, IA	Firm change

Relationships

Registered with (3)

→ F•• W••••• M••••••••• L••Registered adviserregistration: current employment
Mar 22, 2019 to presentfactForm ADV
→ F•• I••••••••• M••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 3, 2017 to Feb 8, 2019factForm ADV
→ C•••••• T•••• B•••Registered adviserregistration: previous registration
Apr 13, 2005 to Jul 27, 2007factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:144391b4-1e0a-0ede-be39-5cc692335d3d
First observed: Apr 13, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.