DFX Intelligence

C•••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

C•••• M••••••••• L••

CRD 283954

WESTPORT, CT

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Search this name across graphsid dfx:ria:144452ee-1029-45c1-cb51-d6730e1e42c5

Data as of Mar 26, 2020 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 4
On other graphs: 0
Observed: May 18, 2016 to Mar 26, 2020
10 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $3.4B••• Locked
Discretionary RAUM: $3.4B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••••• V•••• T•••••• F••• L••	Hedge Fund	$3.4B	Mar 26, 2020	5	Jul 6, 2016	reported	021-1679301

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C•••• C•••••• H••••••• L••••••	Owner	E	yes	04/2016	May 18, 2016	Mar 26, 2020
F•••• A••••• Y•• M••	Director	Na	yes	03/2016	May 18, 2016	Mar 26, 2020

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2019	Mar 26, 2020

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$3.4B	$8.8B	-61.4%	$7.0B	-21.3%	7	6	0	0

Relationships

Advises (1)

→ R••••••• V•••• T•••••• F••• L••Private fundHedge Fund, IA
Jul 6, 2016 to presentfactForm ADV

Controls (8)

← S••• S••••••• P••••••••OwnerMANAGING PARTNER, ownership code D, individual
May 18, 2016 to presentfactForm ADV
← Z•••• J•• J••••OwnerPARTNER, ownership code C, individual
May 18, 2016 to presentfactForm ADV
← Z••••• H•••••• ••••OwnerDIRECTOR, ownership code NA, individual

Dated events

Occurred
Mar 26, 2020
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-5.4B
Occurred
Mar 28, 2019
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-4.4B
Occurred
Mar 23, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$6.0B
Occurred
May 18, 2016
First Form ADV filing

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:144452ee-1029-45c1-cb51-d6730e1e42c5
First observed: May 18, 2016
Last observed: Mar 26, 2020 79 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.