DFX Intelligence

Data Factory

RIA / WealthPrivate fundsecuritized asset fund3(c)(7)

EAST WEST INVESTMENT MANAGEMENT CLO 2019-1, LTD.

advised by EAST WEST INVESTMENT MANAGEMENT LLC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14452338-4e1b-dab5-5eab-7440ac8d06fb

Data as of Nov 12, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 3, 2020 to Nov 12, 2020
3 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

EAST WEST INVESTMENT MANAGEMENT CLO 2019-1, LTD.

Credit fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: EAST WEST INVESTMENT MANAGEMENT LLCCRD 305688
Fund type: Securitized Asset Fund
Latest reported GAV: $350Mgross asset value on Schedule D 7.B(1), as of 2020-11-12; never fund size
Peak reported GAV: $350M
Beneficial owners: 5
Minimum investment: $100,000
Owned by the adviser: 8400%
Owned by funds of funds: 0%
Owned by non-US persons: 0%
Clients solicited: no
Organised in: Cayman Islands
First reported: Mar 3, 2020
Last reported: Nov 12, 2020fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 3
Fund id: 805-6255711310

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
Nov 12, 2020	$350M	5	$100,000	8400.0%	no	EAST WEST INVESTMENT MANAGEMENT CLO 2019-1, LTD.
Sep 2, 2020	$350M	5	$100,000	8400.0%	no	EAST WEST INVESTMENT MANAGEMENT CLO 2019-1, LTD.
Mar 3, 2020	$350M	5	$100,000	8400.0%	no	EAST WEST INVESTMENT MANAGEMENT CLO 2019-1, LTD.

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
BNY MELLON TRUST SERVICES	THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.	Houston	Texas	United States	no	n/a

Relationships

Advises (1)

← EAST WEST INVESTMENT MANAGEMENT LLCRegistered adviserSecuritized Asset Fund, IA
Mar 3, 2020 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14452338-4e1b-dab5-5eab-7440ac8d06fb
First observed: Mar 3, 2020
Last observed: Nov 12, 2020 71 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

EAST WEST INVESTMENT MANAGEMENT CLO 2019-1, LTD.

advised by EAST WEST INVESTMENT MANAGEMENT LLC

Cayman Islands

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14452338-4e1b-dab5-5eab-7440ac8d06fb

Data as of Nov 12, 2020 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:01 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

Nov 12, 2020

$350M

$100,000

8400.0%

EAST WEST INVESTMENT MANAGEMENT CLO 2019-1, LTD.

Sep 2, 2020

$350M

$100,000

8400.0%

EAST WEST INVESTMENT MANAGEMENT CLO 2019-1, LTD.

Mar 3, 2020

$350M

$100,000

8400.0%

EAST WEST INVESTMENT MANAGEMENT CLO 2019-1, LTD.

Custodian

Legal name

City

State

Country

Related person

SEC number

BNY MELLON TRUST SERVICES

THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A.

Houston

Texas

United States

n/a