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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

CANOPY INVESTMENT ADVISORS

CANOPY INVESTMENT ADVISORS LLC, CRD 156806

PLYMOUTH MEETING, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1449e06a-c23c-38f6-9553-bb5d35c0f868

Data as of Apr 2, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 30, 2012 to Apr 2, 2015
6 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $130MItem 5.F on the latest filing (2015-04-02); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6
Advisory employees: 4
Accounts: 1
SEC number: 801-72207
CRD: 156806
Filings on the tape: 6
First filed: Mar 30, 2012
Latest filed: Apr 2, 2015
Organised: Limited Liability Company, Delaware

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLAKEY, MARGARET, STRAIT	MANAGING MEMBER	D	yes	02/2011	Mar 30, 2012	Apr 2, 2015
BRADY, JACQUELINE, VALERIE	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	D	yes	02/2011	Mar 30, 2012	Apr 2, 2015

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	n/a	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014	Apr 2, 2015	$130M	$0	6	4	n/a	n/a	n/a
2013	Mar 28, 2014	$215M	$0	6	4	n/a	n/a	n/a
2012	Mar 25, 2013	$320M	$0	6	4	n/a	n/a	n/a
2011	Mar 30, 2012	$410M	$410M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$130M	$215M	-39.6%	$410M	-31.9%	6	6	n/a	n/a

Relationships

Controls (2)

← BLAKEY, MARGARET, STRAITOwnerMANAGING MEMBER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← BRADY, JACQUELINE, VALERIEOwnerMANAGING MEMBER/CHIEF COMPLIANCE OFFICER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1449e06a-c23c-38f6-9553-bb5d35c0f868
First observed: Mar 30, 2012
Last observed: Apr 2, 2015 139 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CANOPY INVESTMENT ADVISORS

CANOPY INVESTMENT ADVISORS LLC, CRD 156806

PLYMOUTH MEETING, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:1449e06a-c23c-38f6-9553-bb5d35c0f868

Data as of Apr 2, 2015 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:56 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLAKEY, MARGARET, STRAIT

MANAGING MEMBER

yes

02/2011

Mar 30, 2012

Apr 2, 2015

BRADY, JACQUELINE, VALERIE

MANAGING MEMBER/CHIEF COMPLIANCE OFFICER

yes

02/2011

Mar 30, 2012

Apr 2, 2015

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2014

Apr 2, 2015

$130M

n/a

2013

Mar 28, 2014

$215M

n/a

2012

Mar 25, 2013

$320M

n/a

2011

Mar 30, 2012

$410M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2014

$130M

$215M

-39.6%

$410M

-31.9%

n/a