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Advisor at LOCAL WEALTH ADVISORS
NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LOCAL WEALTH ADVISORS | State registered | Jun 12, 2025 | n/a | yes | NAPLES, FL | Current employment |
| AVIANCE CAPITAL PARTNERS LLC | Independent wealth | Jan 22, 2024 | Mar 20, 2025 | no | NAPLES, FL | Previous registration |
| NOVA WEALTH MANAGEMENT, INC. | Independent wealth | Apr 13, 2023 | Aug 10, 2023 | no | BONITA SPRINGS, FL | Previous registration |
| EARNED WEALTH | Former SEC adviser | Jun 9, 2022 | Nov 14, 2022 | no | NAPLES, FL|NEW YORK, NY | Previous registration |
| CHARLES SCHWAB & CO., INC. | National bd RIA | Jan 29, 2010 | Oct 22, 2021 | no | Naples, FL|FISHERS (INDIANAPOLIS), IN|Naples, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AVIANCE CAPITAL PARTNERS LLC | LOCAL WEALTH ADVISORS | Mar 20, 2025 | Jun 12, 2025 | 84 | Firm change | RIA to state RIA |
| NOVA WEALTH MANAGEMENT, INC. | AVIANCE CAPITAL PARTNERS LLC | Aug 10, 2023 | Jan 22, 2024 | 165 | Firm change | RIA to RIA |
| EARNED WEALTH | NOVA WEALTH MANAGEMENT, INC. | Nov 14, 2022 | Apr 13, 2023 | 150 | Firm change | RIA to RIA |
| CHARLES SCHWAB & CO., INC. | EARNED WEALTH | Oct 22, 2021 | Jun 9, 2022 | 230 | Firm change | Ibd to RIA |