DFX Intelligence

Z•••••• R••• T•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

Z•••••• R••• T•••••••

Advisor at S•••••• N••••••• • C••••••• I•••••••••

FRONTENAC, MO

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Search this name across graphsid dfx:ria:1452d0b9-f58f-3080-e957-700a89219358

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••• N••••••• • C••••••• I•••••••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: May 1, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••• N••••••• • C••••••• I•••••••••	National bd RIA	Aug 24, 2026	n/a	yes	FRONTENAC, MO	Current employment
S••••• I••••••••• A•••••••• L••	Bd affiliated wealth	Aug 11, 2020	Aug 24, 2026	no	ST. LOUIS, MO\|Mascoutah, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••• I••••••••• A•••••••• L••	S•••••• N••••••• • C••••••• I•••••••••	Aug 24, 2026	Aug 24, 2026	0	Firm change	Ibd to ibd

Relationships

Registered with (2)

→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: current employment
Aug 24, 2026 to presentfactForm ADV
→ S••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 11, 2020 to Aug 24, 2026factForm ADV

Dated events

Occurred
Aug 24, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1452d0b9-f58f-3080-e957-700a89219358
First observed: Aug 11, 2020
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.