DFX Intelligence
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Reading the graph
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Advisor at C••••• I••••••••• A••••••• L••
MORGAN CITY, LA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••••• P••••••• P•••••••• I••• | Bd affiliated wealth | Dec 23, 2025 | n/a | yes | MORGAN CITY, LA | Current employment |
| C••••• I••••••••• A••••••• L•• | Bd affiliated wealth | Sep 5, 2025 | n/a | yes | MORGAN CITY, LA | Current employment |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••••• A••••••• S••••••• | C••••• I••••••••• A••••••• L•• | Sep 5, 2025 | Sep 5, 2025 | 0 | Bulk transfer | Ibd to ibd |
| 1•• G••••• A••••••• I•• | A•••••• A••••••• S••••••• | Oct 25, 2019 | Oct 25, 2019 |
| A•••••• A••••••• S••••••• |
| Former SEC adviser |
| Oct 25, 2019 |
| Sep 5, 2025 |
| no |
| MORGAN CITY, LA |
| Previous registration |
| 1•• G••••• A••••••• I•• | Former SEC adviser | Aug 23, 2011 | Oct 25, 2019 | no | MORGAN CITY, LA | Previous registration |
| I••••• F•••••••• C••••••••• | Former SEC adviser | Jan 14, 2004 | Aug 25, 2011 | no | PFOTTERSON, LA|PATTERSON, LA|MORGAN CITY, LA | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| I••••• F•••••••• C••••••••• | 1•• G••••• A••••••• I•• | Aug 25, 2011 | Aug 23, 2011 | -2 | Firm change | Other |