DFX Intelligence

M•••••• D••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner15 years in industry

M•••••• D••• S•••••

Advisor at C•••••••• A•••••••• L••

FRANKLIN, TN

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Search this name across graphsid dfx:ria:14728ab8-860d-e4c5-5340-ade25abfc65a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Apr 6, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• A•••••••• L••	Independent wealth	Jul 17, 2025	n/a	yes	FRANKLIN, TN	Current employment
S••••••••• W••••• P•••••••	Independent wealth	Sep 2, 2021	Jul 1, 2025	no	FRANKLIN, TN	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• W••••• P•••••••	C•••••••• A•••••••• L••	Jul 1, 2025	Jul 17, 2025	16	Firm change	RIA to RIA
F•••• H•••••• A•••••••• I••	S••••••••• W••••• P•••••••	Jul 26, 2021	Sep 2, 2021

Relationships

Registered with (3)

→ C•••••••• A•••••••• L••Registered adviserregistration: current employment
Jul 17, 2025 to presentfactForm ADV
→ S••••••••• W••••• P•••••••Registered adviserregistration: previous registration
Sep 2, 2021 to Jul 1, 2025factForm ADV
→ F•••• H•••••• A•••••••• I••Registered adviserregistration: previous registration
Apr 6, 2020 to Jul 26, 2021factForm ADV

Dated events

Occurred
Jul 1, 2025
Advisor changed firm
M•••••• D••• S••••• left S••••••••• W••••• P••••••• for C•••••••• A•••••••• L•• (registered 2025-07-17)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14728ab8-860d-e4c5-5340-ade25abfc65a
First observed: Apr 6, 2020
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.