S••••••• A••

Advisor at H••••• A•••••••

BOSTON, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14825a49-d483-42a2-27d6-67ab495e80d5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Dec 3, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 1, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• A•••••••	Independent wealth	Mar 23, 2016	n/a	yes	BOSTON, MA	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Dec 3, 2009	May 22, 2017	no	PEMBROKE, MA\|BOSTON, MA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	H••••• A•••••••	May 22, 2017	Mar 23, 2016	-425	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
6413:282573:MA:2017-05-22	May 22, 2017	Mar 23, 2016	BOSTON, MA	Firm change after gap

Relationships

Registered with (2)

→ H••••• A•••••••Registered adviserregistration: current employment
Mar 23, 2016 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 3, 2009 to May 22, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14825a49-d483-42a2-27d6-67ab495e80d5
First observed: Dec 3, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.