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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10bsuccession filed

SP ASSET MANAGEMENT

PANDYA, SANDEEP MADHAVLAL, CRD 113178

CUPERTINO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:148a26d2-3585-6893-20aa-8a2709bc7e6c

Data as of Mar 29, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 4
On other graphs: 0
Observed: Mar 28, 2012 to Mar 29, 2022
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2022-03-29); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $899M
Private client RAUM: $1.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 2
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 606
Individual clients: 40
High net worth clients: 135
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $0gross asset value as reported per fund; never fund size
Custody, client assets: $85.3M
SEC number: 801-60660
CRD: 113178
Filings on the tape: 14
First filed: Mar 28, 2012
Latest filed: Mar 29, 2022
Succeeded: a predecessor named on Item 4
Organised: Limited Liability Company, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
PANDYA, SANDEEP	President	E	yes	01/1995	Mar 28, 2012	Mar 29, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
PANDYA INSURANCE SERVICES, LLC	n/a	n/a	n/a	Y	no	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 29, 2022	$1.4B	$899M	2	2	0	1	$0
2020	Mar 31, 2021	$891M	$611M	2	2	0	n/a	n/a
2019	Apr 30, 2020	$621M	$373M	2	2	0	n/a	n/a
2018	Mar 26, 2019	$500M	$350M	2	1	0	n/a	n/a
2017	Mar 13, 2018	$400M	$300M	1	1	0	n/a	n/a
2016	Mar 13, 2017	$350M	$300M	1	1	n/a	n/a	n/a
2015	Apr 1, 2016	$300M	$250M	1	1	n/a	n/a	n/a
2014	Jan 30, 2015	$250M	$250M	1	1	n/a	n/a	n/a
2013	Mar 31, 2014	$200M	$200M	1	1	n/a	n/a	n/a
2012	Mar 7, 2013	$150M	$150M	1	1	n/a	n/a	n/a
2011	Mar 28, 2012	$95.0M	$95.0M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$1.4B	$891M	61.7%	$500M	42.3%	2	2	0	0

Relationships

Controls (1)

← PANDYA, SANDEEPOwnerPRESIDENT, ownership code E, individual
Mar 28, 2012 to presentfactForm ADV

Registered with (1)

← Lucas Andrew MosherAdvisorregistration: previous registration
Jul 18, 2022 to Mar 30, 2023factForm ADV

Dated events

Occurred
Mar 29, 2022
Succession filed (Item 4)
Sp Asset Management reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 4 days ago
Occurred
Mar 29, 2022
Regulatory AUM changed
Sp Asset Management reported RAUM $1.4B, up 62% from $891.0M (2021-03-31 to 2022-03-29)
Form ADVobserved 4 days ago
$550M
Occurred
Mar 31, 2021
Regulatory AUM changed
Sp Asset Management reported RAUM $891.0M, up 43% from $621.0M (2020-06-15 to 2021-03-31)
Form ADVobserved 4 days ago
$270M
Occurred
Mar 26, 2019
Regulatory AUM changed
Sp Asset Management reported RAUM $500.0M, up 25% from $400.0M (2018-03-13 to 2019-03-26)
Form ADVobserved 4 days ago
$100M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:148a26d2-3585-6893-20aa-8a2709bc7e6c
First observed: Mar 28, 2012
Last observed: Mar 29, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

SP ASSET MANAGEMENT

PANDYA, SANDEEP MADHAVLAL, CRD 113178

CUPERTINO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:148a26d2-3585-6893-20aa-8a2709bc7e6c

Data as of Mar 29, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:43 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

PANDYA, SANDEEP

President

yes

01/1995

Mar 28, 2012

Mar 29, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

PANDYA INSURANCE SERVICES, LLC

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 29, 2022

$1.4B

$899M

2020

Mar 31, 2021

$891M

$611M

n/a

2019

Apr 30, 2020

$621M

$373M

n/a

2018

Mar 26, 2019

$500M

$350M

n/a

2017

Mar 13, 2018

$400M

$300M

n/a

2016

Mar 13, 2017

$350M

$300M

n/a

2015

Apr 1, 2016

$300M

$250M

n/a

2014

Jan 30, 2015

$250M

n/a

2013

Mar 31, 2014

$200M

n/a

2012

Mar 7, 2013

$150M

n/a

2011

Mar 28, 2012

$95.0M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$1.4B

$891M

61.7%

$500M

42.3%