DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at KEY INVESTMENT SERVICES LLC
Syracuse, NY | BROOKLYN, OH
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Jul 18, 2022 | n/a | yes | Syracuse, NY|BROOKLYN, OH | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jun 9, 2021 | Jul 27, 2022 | no | AUBURN, NY|CAMILLUS, NY|SKANEATELES, NY|SYRACUSE, NY|SYRACUSE, NY|BALDWINSVILLE, NY | Previous registration |
| M&T SECURITIES, INC. | n/a | Dec 1, 2011 | Jun 9, 2021 | no | ROCHESTER, NY|SYRACUSE, NY|SYRACUSE, NY|BALTIMORE, MD|SYRACUSE, NY|AUBURN, NY|AUBURN, NY|ELBRIDGE, NY|CAMILLUS, NY|JAMESVILLE, NY|SYRACUSE, NY|Cheektowaga, NY|AUBURN, NY|ITHACA, NY|ITHACA, NY|CAMILLUS, NY|LAFAYETTE, NY|SYRACUSE, NY|SENECA FALLS, NY|SYRACUSE, NY|SKANEATELES, NY|Syracuse, NY|Syracuse, NY|BALTIMORE, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | KEY INVESTMENT SERVICES LLC | Jul 27, 2022 | Jul 18, 2022 | -9 | Firm change | RIA to ibd |
| M&T SECURITIES, INC. | LPL FINANCIAL LLC | Jun 9, 2021 | Jun 9, 2021 | 0 | Bulk transfer | Other |