DFX Intelligence

M•••• N•• B••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)22 years in industry

M•••• N•• B••••••

Advisor at O•••• P•••••••• S••••••••• L••

OMAHA, NE

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Search this name across graphsid dfx:ria:148bc714-79ce-9c33-c891-b529ebe13e0c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• P•••••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 18, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• P•••••••• S••••••••• L••	Bd affiliated wealth	Nov 4, 2024	n/a	yes	OMAHA, NE	Current employment
S•• I••••••••• M••••••••• C•••	Mixed wealth	Jul 12, 2013	Nov 8, 2023	no	OAKS, PA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• M••••••••• C•••	O•••• P•••••••• S••••••••• L••	Nov 8, 2023	Nov 4, 2024	362	Firm change	Other
D••••• M••••• • C••	S•• I••••••••• M••••••••• C•••	Jun 6, 2012	Jul 12, 2013

Relationships

Registered with (4)

→ O•••• P•••••••• S••••••••• L••Registered adviserregistration: current employment
Nov 4, 2024 to presentfactForm ADV
→ S•• I••••••••• M••••••••• C•••Registered adviserregistration: previous registration
Jul 12, 2013 to Nov 8, 2023factForm ADV
→ D••••• M••••• • C••Registered adviserregistration: previous registration
Apr 5, 2010 to Jun 6, 2012factForm ADV
→ L••••• C•••••• M••••••••• L••

Dated events

Occurred
Nov 8, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:148bc714-79ce-9c33-c891-b529ebe13e0c
First observed: Mar 11, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.