DFX Intelligence

L•••• B••••••• C••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner38 years in industry

L•••• B••••••• C••••••••

Advisor at A•••••• W••••• A•••••••

CORAL GABLES, FL

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Search this name across graphsid dfx:ria:1497dae6-b2c5-3adc-6586-83e97429657b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:29 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 22, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• W••••• A•••••••	Independent wealth	Jun 21, 2011	n/a	yes	CORAL GABLES, FL	Current employment
I• A••••••• S•••••••• I•••	Former SEC adviser	Jun 2, 2006	Dec 31, 2010	no	BRIDGEWATER, NJ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
I• A••••••• S•••••••• I•••	A•••••• W••••• A•••••••	Dec 31, 2010	Jun 21, 2011	172	Firm change	Other
T•• I••••••••• C•••••• I•••	I• A••••••• S•••••••• I•••	Oct 2, 2006	Jun 2, 2006

Relationships

Registered with (3)

→ A•••••• W••••• A•••••••Registered adviserregistration: current employment
Jun 21, 2011 to presentfactForm ADV
→ I• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jun 2, 2006 to Dec 31, 2010factForm ADV
→ T•• I••••••••• C•••••• I•••Registered adviserregistration: previous registration
Oct 22, 2004 to Oct 2, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1497dae6-b2c5-3adc-6586-83e97429657b
First observed: Oct 22, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.