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Advisor at FISHER INVESTMENTS
PLANO, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FISHER INVESTMENTS | Independent wealth | Oct 6, 2017 | n/a | yes | PLANO, TX|PLANO, TX | Current employment |
| MML INVESTORS SERVICES, LLC | Bd affiliated wealth | Feb 10, 2016 | Sep 14, 2017 | no | DALLAS, TX|DALLAS, TX | Previous registration |
| MSI FINANCIAL SERVICES, INC. | Former SEC adviser | Jul 30, 2015 | Jan 11, 2016 | no | PLANO, TX|CHARLOTTE, NC | Previous registration |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | Independent wealth | Jan 17, 2013 | Aug 8, 2014 | no | IRVING, TX|OMAHA, NE|RICHARDSON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MML INVESTORS SERVICES, LLC | FISHER INVESTMENTS | Sep 14, 2017 | Oct 6, 2017 | 22 | Firm change | Other |
| MSI FINANCIAL SERVICES, INC. | MML INVESTORS SERVICES, LLC | Jan 11, 2016 | Feb 10, 2016 | 30 | Firm change | Other |
| MUTUAL OF OMAHA INVESTOR SERVICES, INC. | MSI FINANCIAL SERVICES, INC. | Aug 8, 2014 | Jul 30, 2015 | 356 | Firm change | Other |