DFX Intelligence

E••••• B•••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)11 years in industry

E••••• B•••• C••••••

Advisor at R•••••• J•••• • A••••••••• I•••

ST. PETERSBURG, FL

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Search this name across graphsid dfx:ria:14ab80bc-05de-41b8-acac-d0beba9c812a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 12, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Jan 30, 2025	n/a	yes	ST. PETERSBURG, FL	Current employment
M••••• W••••• M••••••••• L••	Independent wealth	Apr 26, 2023	May 17, 2023	no	WESTWOOD, NJ\|ASHEVILLE, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• W••••• M••••••••• L••	R•••••• J•••• • A••••••••• I•••	May 17, 2023	Jan 30, 2025	624	Firm change after gap	RIA to ibd
P••••• F••••••••	M••••• W••••• M••••••••• L••	Apr 27, 2023	Apr 26, 2023

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Jan 30, 2025 to presentfactForm ADV
→ M••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Apr 26, 2023 to May 17, 2023factForm ADV
→ P••••• F••••••••Registered adviserregistration: previous registration
Nov 12, 2018 to Apr 27, 2023factForm ADV

Dated events

Occurred
May 17, 2023
Advisor changed firm
E••••• B•••• C•••••• left M••••• W••••• M••••••••• L•• for R•••••• J•••• • A••••••••• I••• (registered 2025-01-30)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14ab80bc-05de-41b8-acac-d0beba9c812a
First observed: Nov 12, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.