DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

LYNNE Q OKAZAKI

Advisor at MORGAN STANLEY

Las Vegas, NV

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14bfff45-fea8-4002-37fe-2ba4fbbd4de5

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:31 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Aug 16, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MORGAN STANLEY
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 18, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 18, 2000
First registration: Aug 16, 2005
Dual registered: yes, broker-dealer
Other names: QUYEN T NGUYEN|LYNNE QUYEN NGUYEN
IAPD individual key: 2782306

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MORGAN STANLEY	Wirehouse	Feb 25, 2015	n/a	yes	Las Vegas, NV	Current employment
UBS FINANCIAL SERVICES INC.	Wirehouse	Apr 5, 2010	Feb 26, 2015	no	HONOLULU, HI\|LAS VEGAS, NV	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Apr 8, 2010	no	HONOLULU, HI	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Aug 16, 2005	Jun 1, 2009	no	HONOLULU, HI\|HONOLULU, HI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
UBS FINANCIAL SERVICES INC.	MORGAN STANLEY	Feb 26, 2015	Feb 25, 2015	-1	Firm change	Wirehouse to wirehouse
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Apr 8, 2010	Apr 5, 2010	-3	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (3)

→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Apr 8, 2010factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Apr 5, 2010 to Feb 26, 2015factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Aug 16, 2005 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.