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K•••••• A•••• M••••••••• G••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

K•••••• A•••• M••••••••• G••••• L••

CRD 148217

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Search this name across graphsid dfx:ria:14c0e909-ff10-25b7-2d3d-b3cf15061749

Data as of Jun 17, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Mar 26, 2012 to Jun 17, 2015
13 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

K•••••• A•••• M••••••••• G••••• L••

Venture manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $42.0MItem 5.F on the latest filing (2015-06-17); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $42.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••• P••••••• I•	Venture Capital Fund	$1.4M	Jun 17, 2015	20	Mar 26, 2012	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K••••••• I•••••• P•••••	MANAGING DIRECTOR & CEO	E	yes	11/1999	Mar 26, 2012	Jun 17, 2015
S••••••••• M••••••• A•••••	CHIEF COMPLIANCE OFFICER	Na	no	09/2014	Mar 19, 2015

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2013	$42.0M	$107M	-60.6%	n/a	n/a	3	5	n/a	n/a

Relationships

Advises (1)

→ R••••• P••••••• I•Private fundVenture Capital Fund, IA
Mar 26, 2012 to presentfactForm ADV

Owns (1)

← S••••••••• M••••••• A•••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 19, 2015 to presentfactForm ADV

Controls (1)

← K••••••• I•••••• P•••••OwnerMANAGING DIRECTOR & CEO, ownership code E, individual
Mar 26, 2012 to presentfactForm ADV

Registered with (1)

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14c0e909-ff10-25b7-2d3d-b3cf15061749
First observed: Mar 26, 2012
Last observed: Jun 17, 2015 137 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.