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Advisor at LPL FINANCIAL LLC
GLEN ARM, MD
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 19, 2023 | n/a | yes | GLEN ARM, MD | Current employment |
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Bd affiliated wealth | Oct 27, 2021 | Sep 26, 2023 | no | Glen Arm, MD | Previous registration |
| JANNEY MONTGOMERY SCOTT LLC | Bd affiliated wealth | Feb 10, 2021 | Sep 3, 2021 | no | TOWSON, MD | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | LPL FINANCIAL LLC | Sep 26, 2023 | Sep 19, 2023 | -7 | Firm change | Ibd to ibd |
| JANNEY MONTGOMERY SCOTT LLC | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | Sep 3, 2021 | Oct 27, 2021 | 54 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134139:6413:MD:2023-09-26 | Sep 26, 2023 | Sep 19, 2023 | GLEN ARM, MD | Firm change |