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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)40 years in industry

CHARLES DURHAM DODDS

Advisor at COMMONWEALTH FINANCIAL NETWORK

El Paso, TX

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jul 31, 1993 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 26, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63|S65
First exam: Feb 26, 1986
First registration: Jul 31, 1993
Dual registered: yes, broker-dealer
Other names: CHARLES DURHAM DODDS|CHARLES DURHAN DODDS|CHARLIE DODDS|CHARLES D DODDS
IAPD individual key: 1453876

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Jun 15, 2021	n/a	yes	El Paso, TX	Current employment
RAYMOND JAMES & ASSOCIATES, INC.	National bd RIA	Nov 13, 2014	Jun 22, 2021	no	EL PASO, TX	Previous registration
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Dec 11, 2009	Nov 17, 2014	no	Spring, TX\|EL PASO, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 19, 2009	no	EL PASO, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jul 31, 1993	Jun 1, 2009	no	EL PASO, TX\|EL PASO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES & ASSOCIATES, INC.	COMMONWEALTH FINANCIAL NETWORK	Jun 22, 2021	Jun 15, 2021	-7	Firm change	Ibd to ibd
VOYA FINANCIAL ADVISORS, INC.	RAYMOND JAMES & ASSOCIATES, INC.	Nov 17, 2014	Nov 13, 2014	-4	Firm change	Other
MORGAN STANLEY	VOYA FINANCIAL ADVISORS, INC.	Dec 19, 2009	Dec 11, 2009	-8	Firm change	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
705:8032:TX:2021-06-22	Jun 22, 2021	Jun 15, 2021	EL PASO, TX	Firm change

Relationships

Registered with (5)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Jun 15, 2021 to presentfactForm ADV
→ RAYMOND JAMES & ASSOCIATES, INC.Registered adviserregistration: previous registration
Nov 13, 2014 to Jun 22, 2021factForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Dec 11, 2009 to Nov 17, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 19, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jul 31, 1993 to Jun 1, 2009factForm ADV

Dated events

No dated event names this entity yet.