DFX Intelligence

T••••• C•••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor27 years in industry

T••••• C•••• C•••••••

Advisor at T•• R••••••••• S••••••••• O• C•••••• O•••

NEWARK, OH

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Search this name across graphsid dfx:ria:14d51272-ace3-c70d-aa51-4c3ce572c68c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Sep 26, 2007 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• R••••••••• S••••••••• O• C•••••• O•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 1, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• R••••••••• S••••••••• O• C•••••• O•••	State registered	Jan 5, 2015	n/a	yes	NEWARK, OH	Current employment
P•••••••• M•••••• L••	Independent wealth	Sep 24, 2009	Jun 20, 2011	no	WORTHINGTON, OH\|BONITA SPRINGS, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• P••••••• C•••••• C•••••••••	P•••••••• M•••••• L••	Jul 20, 2015	Sep 24, 2009	-2,125	Firm change after gap	Other
P•••••••• M•••••• L••	T•• R••••••••• S••••••••• O• C•••••• O•••	Jun 20, 2011	Jan 5, 2015

Relationships

Registered with (3)

→ T•• R••••••••• S••••••••• O• C•••••• O•••Registered adviserregistration: current employment
Jan 5, 2015 to presentfactForm ADV
→ A••••••• P••••••• C•••••• C•••••••••Registered adviserregistration: previous registration
Sep 26, 2007 to Jul 20, 2015factForm ADV
→ P•••••••• M•••••• L••Registered adviserregistration: previous registration
Sep 24, 2009 to Jun 20, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14d51272-ace3-c70d-aa51-4c3ce572c68c
First observed: Sep 26, 2007
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.