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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

CANACCORD GENUITY WEALTH MANAGEMENT

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC., CRD 7449

VANCOUVER, BC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14df1c63-e120-25bc-1466-ea57a98b3ac5

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 7
On other graphs: 0
Observed: Oct 13, 2015 to Jun 30, 2026
33 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=18.0
Regulatory AUM: $135MItem 5.F on the latest filing (2026-06-30); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $135M
Private client RAUM: $134MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 12
RAUM per advisor: $11.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 32
Advisory employees: 32
Offices: 6Schedule D 1.F, beyond the principal office
Accounts: 114
Individual clients: 48
High net worth clients: 29
Custody, client assets: $0
SEC number: 801-106809
CIK: 205307
CRD: 7449
Filings on the tape: 33
First filed: Oct 13, 2015
Latest filed: Jun 30, 2026
Organised: Corporation, MN

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KENNETH MICHAEL EISEN	n/a	VANCOUVER \| TORONTO	10	24	n/a	yes
THOMAS WILLIAM COX	n/a	Vancouver	8	29	n/a	yes
Marc William Rinfret	n/a	VANCOUVER, BC \| VANCOUVER	8	17	n/a	yes
Fletcher Kodie Hemmons	n/a	VANCOUVER \| TORONTO	8	14	n/a	yes
DARCIE LORRAINE CROWE	n/a	Vancouver	8	14	n/a	yes
V. THANE Thane STENNER	n/a	Vancouver	5	19	1	yes
Neil David Gregory	Chartered Financial Analyst	VANCOUVER \| CALGARY	5	16	1	no
SIMON JOHN JOCHLIN	n/a	VANCOUVER \| VANCOUVER, BC	5	13	1	yes
SELIM BEGIS	n/a	VANCOUVER \| Amesbury, MA	4	29	1	yes
Michel Edouard LeBlanc	n/a	VANCOUVER, BC \| VANCOUVER	4	20	n/a	yes
Matthew Sean Langsford	n/a	VANCOUVER \| Oakville	2	12	n/a	yes
CORINNE MARIE MOCCIA-CUNHA	n/a	VANCOUVER \| Wakefield, MA	1	30	1	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CANACCORD ADAMS FINANCIAL GROUP INC.	EQUITY OWNER	E	yes	07/1999	Oct 13, 2015	Sep 30, 2024
CANACCORD GENUITY GROUP INC.	EQUITY OWNER	E	yes	11/2011	Oct 15, 2015	Sep 30, 2024
COX, THOMAS WILLIAM JR	President	Na	yes	08/2014	Oct 13, 2015	Sep 30, 2024
MACFAYDEN, DONALD DUNCAN	CFO, FINANCIAL PRINCIPAL	Na	yes	05/2008	Oct 13, 2015	Sep 30, 2024
VILES, ANDREW FOSTER	CHIEF COMPLIANCE OFFICER	Na	yes	06/2023	Jun 26, 2024	Sep 30, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CANACCORD GENUITY CORP.	n/a	n/a	n/a	N	yes	n/a
CANACCORD GENUITY LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Winnipeg	n/a	Canada	3	no
Toronto	n/a	Canada	2	yes
Calgary	n/a	Canada	1	yes
Edmonton	n/a	Canada	1	yes
Montreal	n/a	Canada	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 9 of 11

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Feb 6, 2025	$92.6M	$92.6M	7	7	5	n/a	n/a
2023	Jun 28, 2023	$53.5M	$53.5M	8	8	4	n/a	n/a
2022	Aug 5, 2022	$42.1M	$2.8M	7	5	2	n/a	n/a
2021	Jun 29, 2021	$34.0M	$2.8M	7	4	2	n/a	n/a
2020	Jun 30, 2020	n/a	n/a	7	4	1	n/a	n/a
2019	Jun 28, 2019	n/a	n/a	17	14	2	n/a	n/a
2018	May 23, 2018	$0	$0	17	14	2	n/a	n/a
2017	Jun 22, 2017	n/a	n/a	17	14	n/a	n/a	n/a
2016	Jun 28, 2016	n/a	n/a	17	14	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$135M	$53.5M	153.0%	$34.0M	58.6%	32	8	6	4

Relationships

Registered with (12)

← CORINNE MARIE MOCCIA-CUNHAAdvisorregistration: current employment
Oct 11, 2024 to presentfactForm ADV
← Matthew Sean LangsfordAdvisorregistration: current employment
Jan 2, 2024 to presentfactForm ADV
← Michel Edouard LeBlancAdvisorregistration: current employment
Feb 24, 2022 to presentfactForm ADV
← SELIM BEGISAdvisorregistration: current employment
Feb 22, 2022 to presentfactForm ADV
← SIMON JOHN JOCHLINAdvisorregistration: current employment
Jun 1, 2021 to presentfactForm ADV
← Neil David GregoryAdvisorregistration: current employment
Feb 5, 2021 to presentfactForm ADV
← V. THANE Thane STENNERAdvisorregistration: current employment
Nov 10, 2020 to presentfactForm ADV
← DARCIE LORRAINE CROWEAdvisorregistration: current employment
Jul 4, 2018 to presentfactForm ADV
← Fletcher Kodie HemmonsAdvisorregistration: current employment
Feb 27, 2018 to presentfactForm ADV
← THOMAS WILLIAM COXAdvisorregistration: current employment
Feb 26, 2018 to presentfactForm ADV
← Marc William RinfretAdvisorregistration: current employment
Feb 26, 2018 to presentfactForm ADV
← KENNETH MICHAEL EISENAdvisorregistration: current employment
Sep 21, 2016 to presentfactForm ADV

Controls (5)

← COX, THOMAS WILLIAM JROwnerPRESIDENT, ownership code NA, individual
Oct 13, 2015 to Sep 30, 2024factForm ADV
← VILES, ANDREW FOSTEROwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jun 26, 2024 to Sep 30, 2024factForm ADV
← MACFAYDEN, DONALD DUNCANOwnerCFO, FINANCIAL PRINCIPAL, ownership code NA, individual
Oct 13, 2015 to Sep 30, 2024factForm ADV
← CANACCORD ADAMS FINANCIAL GROUP INC.OwnerEQUITY OWNER, ownership code E, domestic entity
Oct 13, 2015 to Sep 30, 2024factForm ADV
← CANACCORD GENUITY GROUP INC.OwnerEQUITY OWNER, ownership code E, foreign entity
Oct 15, 2015 to Sep 30, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Jun 26, 2024
Control person left
Diane Mottola Daly (Chief Compliance Officer) no longer on Schedule A of Canaccord Genuity Wealth Management (listed 2024-04-03, absent 2024-06-26)
Form ADVobserved 6 days ago
Occurred
Jun 26, 2024
Control person joined
Andrew Foster Viles (Chief Compliance Officer) appeared on Schedule A of Canaccord Genuity Wealth Management
Form ADVobserved 6 days ago
Occurred
May 20, 2021
Control person joined
Diane Mottola Daly (Chief Compliance Officer) appeared on Schedule A of Canaccord Genuity Wealth Management
Form ADVobserved 6 days ago
Occurred
May 20, 2021
Control person left
Bruce Jeffrey Maranda (Vp, Chief Compliance Officer) no longer on Schedule A of Canaccord Genuity Wealth Management (listed 2021-04-19, absent 2021-05-20)
Form ADVobserved 6 days ago
Occurred
May 20, 2021
Control person left
Mark Jason Van Koll (Vice President, Compliance Officer) no longer on Schedule A of Canaccord Genuity Wealth Management (listed 2021-04-19, absent 2021-05-20)
Form ADVobserved 6 days ago
Occurred
Oct 13, 2015
First Form ADV filing
Canaccord Genuity Wealth Management filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Jun 30, 2025
Canaccord Genuity Wealth Management reported 18 state-registered advisory representatives, up from 0 (2025-02-06 to 2025-06-30)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14df1c63-e120-25bc-1466-ea57a98b3ac5
First observed: Oct 13, 2015
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CANACCORD GENUITY WEALTH MANAGEMENT

CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC., CRD 7449

VANCOUVER, BC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14df1c63-e120-25bc-1466-ea57a98b3ac5

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:27 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KENNETH MICHAEL EISEN

n/a

VANCOUVER | TORONTO

n/a

yes

THOMAS WILLIAM COX

n/a

Vancouver

n/a

yes

Marc William Rinfret

n/a

VANCOUVER, BC | VANCOUVER

n/a

yes

Fletcher Kodie Hemmons

n/a

VANCOUVER | TORONTO

n/a

yes

DARCIE LORRAINE CROWE

n/a

Vancouver

n/a

yes

V. THANE Thane STENNER

n/a

Vancouver

yes

Neil David Gregory

Chartered Financial Analyst

VANCOUVER | CALGARY

SIMON JOHN JOCHLIN

n/a

VANCOUVER | VANCOUVER, BC

yes

SELIM BEGIS

n/a

VANCOUVER | Amesbury, MA

yes

Michel Edouard LeBlanc

n/a

VANCOUVER, BC | VANCOUVER

n/a

yes

Matthew Sean Langsford

n/a

VANCOUVER | Oakville

n/a

yes

CORINNE MARIE MOCCIA-CUNHA

n/a

VANCOUVER | Wakefield, MA

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CANACCORD ADAMS FINANCIAL GROUP INC.

EQUITY OWNER

yes

07/1999

Oct 13, 2015

Sep 30, 2024

CANACCORD GENUITY GROUP INC.

EQUITY OWNER

yes

11/2011

Oct 15, 2015

Sep 30, 2024

COX, THOMAS WILLIAM JR

President

yes

08/2014

Oct 13, 2015

Sep 30, 2024

MACFAYDEN, DONALD DUNCAN

CFO, FINANCIAL PRINCIPAL

yes

05/2008

Oct 13, 2015

Sep 30, 2024

VILES, ANDREW FOSTER

CHIEF COMPLIANCE OFFICER

yes

06/2023

Jun 26, 2024

Sep 30, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CANACCORD GENUITY CORP.

n/a

yes

n/a

CANACCORD GENUITY LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

Winnipeg

n/a

Canada

Toronto

n/a

Canada

yes

Calgary

n/a

Canada

yes

Edmonton

n/a

Canada

yes

Montreal

n/a

Canada

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Feb 6, 2025

$92.6M

n/a

2023

Jun 28, 2023

$53.5M

n/a

2022

Aug 5, 2022

$42.1M

$2.8M

n/a

2021

Jun 29, 2021

$34.0M

$2.8M

n/a

2020

Jun 30, 2020

n/a

2019

Jun 28, 2019

n/a

2018

May 23, 2018

n/a

2017

Jun 22, 2017

n/a

2016

Jun 28, 2016

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$135M

$53.5M

153.0%

$34.0M

58.6%