R••••••• L•••

Advisor at S•••• I••••• S••••••••• L••

Irving, TX | FORT LAUDERDALE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:14e85ba2-dc2f-7aba-f974-164fe3895878

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:05 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Nov 14, 2024 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••• I••••• S••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••• I••••• S••••••••• L••	Independent wealth	Nov 19, 2025	n/a	yes	Irving, TX\|FORT LAUDERDALE, FL	Current employment
E••••• J••••	National bd RIA	Nov 14, 2024	Nov 19, 2025	no	Irving, TX\|FLOWER MOUND, TX\|ST LOUIS, MO\|Irving, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
E••••• J••••	S•••• I••••• S••••••••• L••	Nov 19, 2025	Nov 19, 2025	0	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ S•••• I••••• S••••••••• L••Registered adviserregistration: current employment
Nov 19, 2025 to presentfactForm ADV
→ E••••• J••••Registered adviserregistration: previous registration
Nov 14, 2024 to Nov 19, 2025factForm ADV

Dated events

Occurred
Nov 19, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14e85ba2-dc2f-7aba-f974-164fe3895878
First observed: Nov 14, 2024
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.