DFX Intelligence

R••••• C•••• F•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor47 years in industry

R••••• C•••• F•••••••••

Advisor at T•• P•••••• G•••• I••

CALISTOGA, CA

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Search this name across graphsid dfx:ria:14ee5f6b-40df-e40a-1894-42422984d1d7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 10:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 8, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• P•••••• G•••• I••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Sep 1, 1979earliest registration or exam on IAPD
Years in industry: 47derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• P•••••• G•••• I••	Former SEC adviser	Aug 23, 2026	n/a	yes	CALISTOGA, CA	Current employment
T•• P•••••• G•••• I••	Former SEC adviser	Jul 8, 1997	Dec 31, 2019	no	San Jose, CA	Previous registration

Relationships

Registered with (1)

→ T•• P•••••• G•••• I••Registered adviserregistration: previous registration
Jul 8, 1997 to Dec 31, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14ee5f6b-40df-e40a-1894-42422984d1d7
First observed: Jul 8, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.