DFX Intelligence

O•••• F•••••• U••• B•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC adviserNot on rosterRAUM none

O•••• F•••••• U••• B•••

CRD 315450

ROTTERDAM, ZUID-HOLLAND

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Data as of Sep 10, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 6, 2021 to Sep 10, 2021
2 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 285
Advisory employees: 30
Offices: 2Schedule D 1.F, beyond the principal office
SEC number: 801-122269
CRD: 315450

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• V•• W•••• B••••• B•••	BOARD MEMBER	Na	yes	04/2021	Aug 6, 2021	Sep 10, 2021
O•••• F•••••• B••••• B•••	Shareholder	E	yes	01/2011	Aug 6, 2021	Sep 10, 2021

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
O•••• F•••••• B•••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Amsterdam	n/a	Netherlands	10	no
Toronto	n/a	Canada	3	no

Relationships

Controls (5)

← V•• W••••• A•••••• T••••••• G•••••OwnerSHAREHOLDER, ownership code E, individual
Aug 6, 2021 to presentfactForm ADV
← P•••• J•••••••• M••••••OwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 6, 2021 to presentfactForm ADV
← A••••• V•• W•••• B••••• B•••OwnerBOARD MEMBER, ownership code NA, foreign entity
Aug 6, 2021 to presentfactForm ADV
← O•••• F•••••• B••••• B•••OwnerSHAREHOLDER, ownership code E, foreign entity
Aug 6, 2021 to presentfact

Dated events

Occurred
Aug 6, 2021
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Aug 6, 2021
Last observed: Sep 10, 2021 61 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.