DFX Intelligence

A•••••• J•••• Y••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

A•••••• J•••• Y••••

Advisor at A•••••••• W••••• M••••••••• L••

PLANTATION, FL

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Search this name across graphsid dfx:ria:14f4220f-f73e-94f8-4c12-466f7c9fb5d6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:25 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Aug 2, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• W••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Sep 15, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• W••••• M••••••••• L••	Mixed wealth	Sep 16, 2016	n/a	yes	PLANTATION, FL	Current employment
W•••••• I••••••••• S•••••••••	Former SEC adviser	Jun 25, 2012	Dec 18, 2018	no	Newport Beach, CA\|Plantation, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••• I••••••••• S•••••••••	A•••••••• W••••• M••••••••• L••	Dec 18, 2018	Sep 16, 2016	-823	Firm change after gap	RIA to RIA
S••••••• I••••••••• S•••••••• I•••	W•••••• I••••••••• S•••••••••	Mar 19, 2012	Jun 25, 2012

Relationships

Registered with (3)

→ A•••••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Sep 16, 2016 to presentfactForm ADV
→ W•••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Jun 25, 2012 to Dec 18, 2018factForm ADV
→ S••••••• I••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Aug 2, 1999 to Mar 19, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:14f4220f-f73e-94f8-4c12-466f7c9fb5d6
First observed: Aug 2, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.