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Advisor at CADENT CAPITAL ADVISORS, LLC
TULSA, OK
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CADENT CAPITAL ADVISORS, LLC | Independent wealth | Mar 13, 2015 | n/a | yes | TULSA, OK | Current employment |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Mar 4, 2015 | no | Tulsa, OK | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 27, 1998 | Jun 1, 2009 | no | TULSA, OK|TULSA, OK | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | CADENT CAPITAL ADVISORS, LLC | Mar 4, 2015 | Mar 13, 2015 | 9 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |